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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
321	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Media Contact: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-01 10:31:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
322	ANNUAL REPORT 2009–2010 Focusing on our Stakeholders IIROC – Key Facts Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-01 15:12:57 Financial economics Finance Investment Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Universal Market Integrity Rules Financial Industry Regulatory Authority International Organization of Securities Commissions Business Self-regulatory organizations Financial regulation
323	ANNUAL REPORT 2010–2011 Building confidence in Canada’s capital markets Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-01 15:12:59 Financial regulation Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Canada Canadian securities regulation Investment banking Corporate governance Self-regulatory organizations Financial economics Business
324	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-24 11:11:04 Financial regulation Investment Industry Regulatory Organization of Canada Securities Business Financial economics Due diligence Law Finance Self-regulatory organizations
325	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-31 17:01:07 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
326	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed]F[removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2009-04-24 15:26:06 Investment Business Financial system Securities Financial adviser Self-regulatory organization Investment Industry Regulatory Organization of Canada Securities Commission Financial Regulator Financial regulation Financial economics Finance
327	Microsoft Word - ASC Review June[removed]response _Final_ - 2007Jul11 _Clean_.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-01-11 15:24:49 Financial system Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Law Investment Industry Regulatory Organization of Canada Securities Act Franchising Financial regulation Business United States securities law
328	From: Corey Johnson [mailto:[removed]] Sent: Friday, February 25, 2011 7:26 AM To: Marsha Manolescu; [removed] Subject: MDC of IIROC comments on the Consultation Paper dat Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:54 Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Finance Mutual Fund Dealers Association Ombudsman for Banking Services and Investments Securities Commission Canadian Investment Manager Financial adviser Financial economics Securities Business
329	IIROC Strategic Plan[removed] IIROC[removed]Strategic Plan January 2011 IIROC Mandate Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:28:23 Business Investment Finance Investment Industry Regulatory Organization of Canada Securities Financial Industry Regulatory Authority Exempt market dealer Regulatory compliance Canadian securities regulation Self-regulatory organizations Financial economics Financial regulation
330	Microsoft Word - IIROC - Corporate Governance Review Report.DOC Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-10-16 12:52:46 Business Private law Management Law Auditing Investment Industry Regulatory Organization of Canada Canadian securities regulation Audit committee Board of directors Corporate governance Corporations law Committees

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